<% TEXT TO m.cSql NOSHOW TEXTMERGE PRETEXT 1+2+4+8 SELECT Descr, StateCd FROM <> ENDTEXT SQLEXEC( App.ConnectHandle, m.cSql, "STATES" ) INDEX ON StateCd TAG StateCd m.dCurrentDate = Ttod(GetServerDateTime()) %>

ACCOUNT OPENING KIT
INDEX OF DOCUMENTS

Sr. No. Name of the Document Brief Significance of the Document Page No. From-To
ACCOUNT OPENING KIT (DEPOSITORY SERVICES)
1. Know Your Client (KYC) Form Part - 1 Document captures the basic information about the constituent (individual & Non-Individual) and an instruction/check list. 1-8
2. Know Your Client (KYC) Form Part - 2 Document captures the information about the constituent relevent to DP Account. 9-16
3. Rights and Obligations Document stating the Rights & Obligations of beneficial Owner and Depository Participant as prescribed by SEBI and Depositories. 17-20
4. Schedule of Charges Document detailing the rate / amount of DP Charges levied on the client. 21
5. PMLA Brochure Contains guidance note on PMLA 22
Microsec Capital Limited
Depository SEBI Registration No. Date
NSDL IN-DP-NSDL-245-2005 24.02.2005
Registered & Correspondence Office Address : Compliance Officer Name, Phone no. & email id:
Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue,
Kolkata - 700019
Ph: 033 30512100
Fax: 033 30512020
Website: www.microsec.in 		Pramod Kumar Agarwal
Ph. - 033 30512143
Email - pkagarwal@microsec.in

For any grievance / dispute please Contact Microsec Capital Limited at the above address or email id-ig@microsec.in and Phone no. 033-3051 2144.

In case not satisfied with response, please contact at :

Depository Email Phone No.
NSDL relations@nsdl.co.in (022) 24994200

You can also lodge your grievances with SEBI at http://scores.gov.in. For any quries, feedback or assistance, please contact SEBI office on toll free helpline at 1800 22 7575 / 1800 266 7575

KYC PART - 1

<% IF m.IndClientType = "IND" %>
Microsec Capital Limited
Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
Ph: 033 30512100
Fax: 033 30512020
Website : www.microsec.in
Investor's Complaint e-mail id : ig@microsec.in 		PHOTOGRAPH
Please affix your recent passport size photograph & sign across it

KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Individuals)

Please fill this form in ENGLISH and in BLOCK LETTERS.

  A. IDENTITY DETAILS

" />
"/> Male     "/> Female     "/> Single "/> Married "/> Widow / Widower "/> Divorce
"/> Indian "/> Others ( Please specify ) <% IF m.IndNation == "02" %> <% ENDIF %>
"/> Resident Individual     "/> Non Resident     "/> Foreign National
<%= m.IndIdProof = ALLTRIM(UPPER(m.IndIdProof)) %> "/> PAN card     "/> Any other (Please specify) <% m.IdProofDescr = "" DO CASE CASE EMPTY( m.IndIdProof ) m.IdProofDescr = "" CASE m.IndIdProof <> "01" SELECT Descr FROM KRAMASTER WHERE TYPE LIKE 'IDPROOF%' AND SYSTEM="CDSL" AND ALLTRIM(UPPER(CODE)) == ALLTRIM(UPPER(m.IndIdProof)) INTO CURSOR KRAINFO m.IdProofDescr = KRAINFO.Descr ENDCASE IF m.IndIdProof <> "01" %> <% ENDIF %>

  B. ADDRESS DETAILS


<% m.cState = "" DO CASE CASE EMPTY( m.IndCorState ) m.cState = "" CASE ALLTRIM( m.IndCorState ) == "OTH" m.cState = m.IndCorStateOth OTHERWISE =SEEK(m.IndCorState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IndCorCountry ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IndCorCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
<% m.AddProofDescr = "" IF EMPTY( m.IndIdProof ) m.AddProofDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.IndCorAddrProf INTO CURSOR KRAINFO m.AddProofDescr = KRAINFO.Descr ENDIF %>

<% m.cState = "" DO CASE CASE EMPTY( m.IndStateCd ) m.cState = "" CASE ALLTRIM( m.IndStateCd ) == "OTH" m.cState = m.IndStateCdOth OTHERWISE =SEEK(m.IndStateCd,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IndCountry ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IndCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

  C. DECLARATION

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

   

Note: 1. Seperate KYC to be done for each client in case of more than one account holder
2. For account of minor, two KYC application to be filled i.e. One for the guardian and another for the minor ( to be signed by guardian )

FOR OFFICE USE ONLY

Sr. No. Particulars
1. Originals verified and Self-Attested document copies received
2. In-Person-Verification (IPV) details:
a. Name of the Person doing IPV
b. Name of Organization
c. Designation
d. Date
e. Signature
Date Name of the Authorised Signatory
Place Signature With Stamp
<% ENDIF %>
<% IF m.IndClientType = "NON" %>
Microsec Capital Limited
Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
Ph: 033 30512100
Fax: 033 30512020
Website : www.microsec.in
Investor's Complaint e-mail id : ig@microsec.in 		PHOTOGRAPH
Please affix your recent passport size photograph & sign across it

KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Non-Individuals)

Please fill this form in ENGLISH and in BLOCK LETTERS.

  A. IDENTITY DETAILS



"/> Private Ltd. Co. "/> Public Ltd. Co. "/> Body Corporate "/> Partnership "/> Trust "/> Charities "/> NGO's "/> FI "/> FII
"/> HUF "/> AOP "/> Bank "/> Government Body "/> Non-Government Organization "/> Defense Establishment
"/> BOI "/> Society "/> LLP "/> Others (please specify) <% IF m.NonStatus == "19" %> <% ENDIF %>

  B. ADDRESS DETAILS


<% m.cState = "" DO CASE CASE EMPTY( m.NonCorState ) m.cState = "" CASE ALLTRIM( m.NonCorState ) == "OTH" m.cState = m.NonCorStateOth OTHERWISE =SEEK(m.NonCorState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NonCorCountry ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NonCorCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>




                  


<% m.cAddProfDescr = "" IF EMPTY( m.NonCorAddrProf ) m.cAddProfDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.NonCorAddrProf INTO CURSOR KRAINFO m.cAddProfDescr = KRAINFO.Descr ENDIF %>


<% m.cState = "" DO CASE CASE EMPTY( m.NonStateCd ) m.cState = "" CASE ALLTRIM( m.NonStateCd ) == "OTH" m.cState = m.NonStateCdOth OTHERWISE =SEEK(m.NonStateCd,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NonCountry ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NonCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

  C. OTHER DETAILS

1. Name, PAN, Residential address and photographs of Promoters/Partners/Karta/Trustees and whole time directors
2. a. DIN of whole time directors
b. Aadhar number of Promoters/Partners/Karta
" />

  D. DECLARATION

I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.


FOR OFFICE USE ONLY

Originals verified and Self-Attested document copies received
Date Name of the Authorised Signatory
Place Signature With Stamp

Details of Promoters / Partners / Karta / Trustees and Whole Time Directors forming a part of
Know Your Client (KYC) Application Form for Non-Individuals

>

Sr. No. PAN NAME DIN (For Directors) / Aadhar Number (For Others) Residential / Registered Address Relationship with Applicant (i.e. Promoters,Partners, Karta, whole time director etc.) Photograph
1 <%= UPPER(ALLTRIM( m.KarPan_No02 )) %> <%= UPPER(ALLTRIM( m.KarDescr02 )) %> <%= UPPER(ALLTRIM( m.KarDin02 )) %> <%= UPPER(ALLTRIM( m.KarResAdd02 )) %> <%= UPPER(ALLTRIM( m.KarRelation02 )) %>  
 
 
 
 
 
 
2 <%= UPPER(ALLTRIM( m.KarPan_No03 )) %> <%= UPPER(ALLTRIM( m.KarDescr03 )) %> <%= UPPER(ALLTRIM( m.KarDin03 )) %> <%= UPPER(ALLTRIM( m.KarResAdd03 )) %> <%= UPPER(ALLTRIM( m.KarRelation03 )) %>  
 
 
 
 
 
 
3 <%= UPPER(ALLTRIM( m.KarPan_No04 )) %> <%= UPPER(ALLTRIM( m.KarDescr04 )) %> <%= UPPER(ALLTRIM( m.KarDin04 )) %> <%= UPPER(ALLTRIM( m.KarResAdd04 )) %> <%= UPPER(ALLTRIM( m.KarRelation04 )) %>  
 
 
 
 
 
 
4 <%= UPPER(ALLTRIM( m.KarPan_No05 )) %> <%= UPPER(ALLTRIM( m.KarDescr05 )) %> <%= UPPER(ALLTRIM( m.KarDin05 )) %> <%= UPPER(ALLTRIM( m.KarResAdd05 )) %> <%= UPPER(ALLTRIM( m.KarRelation05 )) %>  
 
 
 
 
 
 

       Date

<% ENDIF %>

INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM


A. IMPORTANT POINTS :

  • Self attested copy of PAN card is mandatory for all clients, including promoters/Partners/Karta/Trustees and Whole Time Directors and persons authorised to deal in securities on behalf of company/firm/others.
  • Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorised for attesting the documents, as per the below mentioned list.
  • If any proof of identity or address is in a foreign language, then translation into English is required.
  • Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
  • If correspondence & permanent address are different, then proofs for both have to be submitted.
  • Sole proprietor must make the application in his individual name & capacity.
  • For non-residents and foreign national (allowed to trade subject to RBI and FEMA guidelines), copy of Passport/PIO Card/OCI Card and overseas address proof is mandatory.
  • For foreign entities, CIN is optional and in the absence of DIN for the director, their passport copy should be given.
  • In case of Merchant Navy NRIs, Mariner's declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted.
  • For opening an account with Depository Participant or Mutual Fund, for a minor, photocopy of the School Leaving Certificate/ Mark sheet issued by Higher Secondary Board/Passport of Minor/Birth Certificate must be provided.
  • Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g. Heads of States or of Governments, senior politicians, senior Government/judicial/military officers, senior executives of state owned corporations, important political party officials etc.

B. Proof of Identity (POI) :-List of documents admissible as Proof of Identity:

  • Unique Identification Number (UID Card) (Aadhaar Card)/Passport/Voter ID card/Driving license.
  • PAN card with photograph.
  • Identity card/document with applicant's Photo, issued by any of the following: Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their Members and Credit cards/Debit cards issued by Banks.

C. Proof of Address (POA) :- List of documents admissible as Proof of Address: (* Documents having an expiry date should be valid on the date of submission)

  • Passport/Voters Identity Card/Ration Card/Aadhaar Card/Registered Lease or sale Agreement of Residence /Driving License/Flat Maintenance bill/Insurance Copy.
  • Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill-Not more than 3 months old.
  • Bank Account Statement/Passbook–Not more than 3 months old.
  • Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts.
  • Proof of address issued by any of the following Bank Managers of Scheduled Commercial Banks/Scheduled Co-operative Bank/ Multinational Foreign Banks/Gazetted Officer/Notary public/Elected representatives to the Legislative Assembly/Parliament/Documents issued by any Govt. or Statutory Authority.
  • Identity card/document with address, issued by any of the following : Central/State Government and its Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their Members.
  • For FII/sub account, Power of Attorney given by Fll/sub-account to the Custodians (which are duly notarized and / or apostiled or consularised) that gives the registered address should be taken.
  • The proof of address in the name of the spouse may be accepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

  • In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc.
  • Investors residing in the state of Sikkim.
  • UN entities/ multilateral agencies exempt from paying Taxes/filling tax returns in India.
  • SIP of Mutual Funds upto Rs 50,000/- p.a.
  • In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs, Scheduled Commercial Banks, Multilateral and Bilateral Development Financial Institutions, State Industrial Development Corporations, Insurance Companies registered with IRDA and Public Financial Institution as defined under section 4A of the Companies Act, 1956. Custodians shall verify the PAN card details with the original PAN Card and provide duly certified copies of such verified PAN Details to the intermediary.

E. List of people authorised to attest the documents :

  • Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/ Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on the copy).
  • In case of NRIs, authorised officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents.

F. In case of Non-Individuals, additional documents to be obtained from non-individuals over & above the POI & POA, as mentioned below.

Types of entity Documentary requirements
Corporate
  • Copy of the balance sheets for the last 2 (Two) financial years every year).
  • Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover certified by the company secretary / Whole Time Director / MD every year).
  • Photograph, POI, POA, PAN and DIN numbers of Whole time Directors/two Directors in charge of day to day operations.
  • Photograph, POI, POA, PAN of individual promoters holding control-either directly or indirectly.
  • Copies of the Memorandum and Articles of Association and Certificate of incorporation.
  • Copy of the Board Resolution for investment in securities market.
  • Authorised signatories list with specimen signatures.
Partnership firm
  • Copy of the balance sheets for the last 2(Two) financial every year).
  • Certificate of registration (for registered partnership firms only)
  • Copy of partnership deed.
  • Authorised signatories list with specimen signatures.
  • Photograph, POI, POA, PAN of Partners.
Trust
  • Copy of the balance sheets for the last 2(Two) financial every year).
  • Certificate of registration (for registered trust only).
  • Copy of Trust deed.
  • List of trustees certified by managing trustees/CA.
  • Photograph, POI, POA, PAN of Trustees.
HUF
  • PAN of HUF.
  • Deed of declaration of HUF/List of coparceners.
  • Bank Pass-Book/Bank statement in the name of HUF.
  • Phtograph, POI, POA, PAN of Karta.
Unincorporated association or a body of individuals
  • Proof of Existence/Constitution document.
  • Resolution of the managing body & Power of Attorney granted to transact business on its behalf.
  • Authorised signatory list with specimen signatures.
Banks / Institutional Investors
  • Copy of the constitution/registration or annual report / balance last 2(Two) financial years.
  • Authorised signatories list with specimen signatures.
Foreign Institutional Investors (FII)
  • Copy of SEBI Registration certificate.
  • Authorised signatories list with specimen signatures.
Army/Government Bodies
  • Self-certification on letterhead.
  • Auhtorised signatories list with specimen signatures.
Registed Society
  • Copy of Registration Certificate under Societies Registration Act.
  • List of Managing Committee members.
  • Committee resolution for persons authorised to act as authorised signatories with specimen signatures.
  • True copy of Society Rules and Bye Laws certified by the Chairman/ Secretary.

KYC PART - 2

<% IF m.IndClientType = "IND" %>
Microsec Capital Limited
Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
Ph: 033 30512100
Fax: 033 30512020
Website : www.microsec.in
Investor's Complaint e-mail id : ig@microsec.in
DEMAT ACCOUNT RELATED DETAILS ( For Individuals only )
To be filled by Company officials only
DP-ID
(To be filled by DP Officials)
 Client-ID
(To be filled by DP Officials)
<% SELECT descr,code from kramaster WHERE TYPE LIKE 'GROSS_IND%' AND SYSTEM="CDSL" INTO CURSOR KRAINFO m.IndAnnIncome = UPPER(ALLTRIM( m.IndAnnIncome )) SELECT KRAINFO GOTO TOP DO WHILE !EOF() %> <% IF !EOF() SKIP 1 ENDIF %> <% IF !EOF() SKIP 1 ENDIF %> <% IF !EOF() SKIP 1 ENDIF %> <% ENDDO %>
I / We request you to open a depository account in my / our name as per the following
details: (Please fill this form in ENGLISH and BLOCK LETTERS Only) 		Date:
A) Details of Account holder(s) :
  Account Holder (s) Sole / First Holder Second Holder Third Holder
  Name " />
  PAN
  Occupation (Please tick any one and give brief details) <% m.IndOccupation = UPPER(ALLTRIM( m.IndOccupation )) %>
"/> Private Sector "/> Agriculturist
"/> Business "/> Government Service
"/> Retired "/> Professional
"/> Housewife "/> Student
"/> Others (please specify)   <% IF ALLTRIM( m.IndOccupation ) == "99" %> <% ENDIF %>
<% m.IdpOccupation02 = UPPER(ALLTRIM( m.IdpOccupation02 )) %>
"/> Private Sector "/> Agriculturist
"/> Business "/> Government Service
"/> Retired "/> Professional
"/> Housewife "/> Student
"/> Others (please specify)   <% IF ALLTRIM( m.IdpOccupation02 ) == "99" %> <% ENDIF %>
<% m.IdpOccupation03 = UPPER(ALLTRIM( m.IdpOccupation03 )) %>
"/> Private Sector "/> Agriculturist
"/> Business "/> Government Service
"/> Retired "/> Professional
"/> Housewife "/> Student
"/> Others (please specify)   <% IF UPPER(ALLTRIM( m.IdpOccupation03 )) == "99" %> <% ENDIF %>
Brief Details
B) For HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the natural persons, the name & PAN of the HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned below :
  a) Name b) PAN
C) Type of account
 
"/> Ordinary Resident "/> NRI-Repatriable "/> NRI-Non Repatriable
"/> Qualified Foreign Investor "/> Foreign National "/> Promoter
"/> Margin "/> Others (Please specify)   <% IF UPPER(ALLTRIM( m.IndDpAcType )) == "08" %> <% ENDIF %>
D)   D) Gross Anual Income Details
  Income Range per annum ( Please tick any one )
  <%= UPPER(ALLTRIM( KRAINFO.Descr )) %> <%= UPPER(ALLTRIM( KRAINFO.Descr )) %> <%= UPPER(ALLTRIM( KRAINFO.Descr )) %>
  In case of NRIs / Foreign Nationals
RBI Approval Reference Number <%= IIF(UPPER(ALLTRIM( m.IndResindStatus )) =="N", UPPER(ALLTRIM( m.IndRbiRefNo )), "") %>
RBI Approval Date <%= IIF(UPPER(ALLTRIM( m.IndResindStatus )) =="N", TTOC( m.IndRbiRefDt ), "") %>
<% m.cState = "" DO CASE CASE EMPTY( m.IndDpBkState ) m.cState = "" CASE ALLTRIM( m.IndDpBkState ) == "OTH" m.cState = m.IndDpBkStateOth OTHERWISE =SEEK(m.IndDpBkState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IndDpBkCountry ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IndDpBkCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
F) Bank details
1 Bank account type "/> Savings Account "/> Current Account "/> Others (Please specify)   <% IF m.IndDpBkAcType="03" %> <% ENDIF %>
2 Bank Account Number <%= UPPER(ALLTRIM( m.IndDpBkAcNo )) %>
3 Bank Name <%= UPPER(ALLTRIM( m.IndDpBkName )) %>
4 Branch Address <%= UPPER(ALLTRIM( m.IndDpBkAdd1 )) %>
    City / town/ Village <%= UPPER(ALLTRIM( m.IndDpBkCity )) %> Pin Code <%= UPPER(ALLTRIM( m.IndDpBkPin )) %>
    State <%= UPPER(ALLTRIM( m.cState )) %> Country <%= UPPER(ALLTRIM( m.cCountry )) %>
5 MICR Code <%= UPPER(ALLTRIM( m.IndDpBkMicrCode )) %>
6 IFSC <%= UPPER(ALLTRIM( m.IndDpBkIfscCode )) %>
G) Please tick, if applicable "/> Politically Exposed Person ( PEP ) "/> Related to Politically Exposed Person ( RPEP )
<% IF EMPTY( m.IdpDescr02 ) %> <% ELSE %> <% ENDIF %> <% IF EMPTY( m.IdpDescr02 ) %> <% ELSE %> <% ENDIF %>
H) Standing Instructions
  1 I / We authorise you to receive credits automatically into my / our account "/> Yes "/> No
  2 Account to be operated through Power of Attorney (POA) "/> Yes "/> No
  3 SMS Alert facility [ Mandatory if you are giving Power of Attorney (PoA). Ensure that the mobile numberis provided in the KYC Application Form]
    Sr. No. Holder Yes No
    1 Sole / First Holder "/> "/>
    2 Second Holder "/> "/>
    3 Third Holder "/> "/>
  4 Mode of Receiving Statement of Account (tick any one) Electronic Form (Read Note 3 and ensure that email Id is provided in KYC application Form)


Physical Form


  5 I / We request you to enable my / our account for Auto Pledge confirmation "/> "/>
I) Guardian Details (where sole holder is a minor) : [For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be signed by guardian)]
  Guardian Name
  PAN
  Relationship of guardian with minor
<% m.cState = "" DO CASE CASE EMPTY( m.IndNomineeState ) m.cState = "" CASE ALLTRIM( m.IndNomineeState ) == "OTH" m.cState = m.IndNomineeStateOth OTHERWISE =SEEK(m.IndNomineeState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IndNomineeCountry ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IndNomineeCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
J) Nomination Option
  I / We wish to make a nomination
         [ As per details given below ] 		I / We do not wish to make a nomination
         [ Strike off the nomination details below ]
  Nomination Details
  I / We wish to make a nomination and do hereby nominate the following person in whom all rights and / or amount payable in respect of securities held in the Depository by me / us in the said beneficiary owner account shall vest in the event of my / our death.
  1 Name of the Nominee ( Mr./ Ms.)
  2 Relationship with the Applicant
  3 Address of Nominee
     
      City / town / village PIN Code
      State Country
  4 Contact Details of Nominee Tel ( Off. ) Tel. (Res.)
Fax No. Mobile No.
Email Id
  5 Nominee Identification details ( please tick any one from (a) to (f) and provide details of the same )
  (a) "/> (i)
Photograph
 (ii)
Signature
 
 
 
Photograph of nominee
( Signature of nominee
across photograph )
 
 
 
  
 
 
 
Signature of nominee
 
 
 
 
  (b) "/> PAN of Nominee
  (c) "/> Aadhaar number of nominee
  (d) "/> Savings bank account number of nominee, if maintained with the same Participant
  (e) "/> Copy of any proof of identity document ( accompanied by original for varification or duty attested by any entry authorised for attesting the documents. )
  (f) "/> Demat Account details of nominee DP ID
Client ID
<% m.cState = "" DO CASE CASE EMPTY( m.IndNomGurdState ) m.cState = "" CASE ALLTRIM( m.IndNomGurdState ) == "OTH" m.cState = m.IndNomGurdStateOth OTHERWISE =SEEK(m.IndNomGurdState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IndNomGurdCountry ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IndNomGurdCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
( Sr. Nos 6-11 ) should filled only if nominee ia a minor :
  6 Date of Birth ( in case of minor nominee )
  7 Name of Guardian ( Mr. / Ms. ) ( in case of minor nominee )
  8 Address of Guardian
      City / town / village Pin Code
      State Country
    Contact Details of Guardian Tel ( Off. ) Tel ( Res. )
      Fax No. Mobile No.
      Email ID
  10 Relationship of Guardian with nominee
  11 Guardian Identification details ( please tick any one from (a) to (f) and provide details of the same )
  (a) "/> (i)
Photograph
 (ii)
Signature
 
Photograph of guardian
( Signature of guardian
across photograph )
 
 
 
 
 
  
 
 
 
Signature of guardian
 
 
 
 
  (b) "/> PAN of Guardian
  (c) "/> Aadhaar number of Guardian
  (d) "/> Savings bank account number of Guardian, if maintained with the same Participant
  (e) "/> Copy of any proof of identity document ( accompanied by original for varification or duty attested by any entry authorised for attesting the documents.)
  (f) "/> Demat Account details of Guardian DP ID
Client ID
Details of Witness First Witness Second Witness
Name of Witness
Address of Witness
Signature of Witness

DECLARATION

The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by us and we have understood the same and we agree to abide by and to be bound by the rules as are in force from time to time for such accounts. We hereby declare that the details furnished above are true and correct to the best of our knowledge and belief and we undertake to inform you of any changes therein, immediately. In case many of the above information is found to be false or untrue or misleading or misrepresenting, we are aware that we may be held liable for it. We acknowledge the receipt of copy of the document , “ Rights and Obligations of the beneficial owner and Depository Participant ” and Copy of Schedule of Charges.
Sole / First Holder Name Signature(s)
First Signatory " /> ☞
Second Signatory ☞
Third Signatory ☞
Notes :
  • All communication shall be sent at the address of the Sole / First holder only.
  • Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule on the Constitution of India must be attested by a Magistrate or Notary Public or a Special Executive Magistrate.
  • Instructions related to nomination are as below :
    • The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non-individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family(HUF) holder of power of attorney cannot nominate. If the account is held jointly all joint holders will sign the nomination form.
    • A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the beneficial owner.
    • The Nominee shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a Power of Attorney holder. A non-resident Indian can be a Nominee, subject to the exchange controls in force, from time to time.
    • Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly, the nomination in respect of the securities shall stand terminated upon transfer of the securities.
    • Transfer of securities in favour of a Nominee shall be valid discharge by the depository and the participant against the legal heir.
    • The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly or jointly by the same persons who made the original nomination. Non-individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot cancel the nomination. If the beneficiary owner account is held jointly, all joint holders will sign the cancellation form.
    • On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under any obligation to transfer the securities in favour of the Nominee.
  • For receiving Statement of Account in electronic Form:
    • Client must ensure the confidentiality of Password of the email account.
    • Client must promptly inform the participant if the email address has changed.
    • Client may opt to terminate this facility by giving 10 days prior notice . Similarly participant may terminate this facility by giving 10 days prior notice.
  • Strike off whichever is not applicable.
<% ENDIF %>
<% IF m.IndClientType = "NON" %>
Microsec Capital Limited
Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
Ph: 033 30512100
Fax: 033 30512020
Website : www.microsec.in
Investor's Complaint e-mail id : ig@microsec.in 		NSDL
CDSL
APPLICATION FOR OPENING AN ACCOUNT ( For Non-Individuals )
To be filled by Company officials only
DP-ID
(To be filled by DP Officials)
 Client-ID
(To be filled by DP Officials)
I / We request you to open a depository account in our name as per the following
details: (Please fill this form in ENGLISH and BLOCK LETTERS Only) 		Date:
  A) Details of Account holder(s) :
  Name PAN
Sole / First Holder <%= UPPER(ALLTRIM( m.IndFirstName )) + " " + UPPER(ALLTRIM( m.IndMiddleName )) + " " + UPPER(ALLTRIM( m.IndLastName )) %> <%= UPPER(ALLTRIM( m.IndPan_No )) %>
Second Holder <%= UPPER(ALLTRIM( m.NdpDescr02 )) %> <%= UPPER(ALLTRIM( m.NdpPan_No02)) %>
Third Holder <%= UPPER(ALLTRIM( m.NdpDescr03 )) %> <%= UPPER(ALLTRIM( m.NdpPan_No03)) %>
<% m.NonDpAcType = UPPER(ALLTRIM( m.NonDpAcType )) %>
  B) Type of Account
"/> Body Corporate "/> FI "/> FII
"/> Qualified Foreign Investor "/> Mutual Fund "/> Trust
"/> BANK "/> CM "/> Others (Please specify)
"/> Others (please specify)   <% IF ALLTRIM( m.IdpOccupation02 ) == "99" %> <%= UPPER(ALLTRIM( m.NonOthDpAcType )) %> <% ENDIF %>
  C) For HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the natural persons, the name & PAN of the HUF, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned below :
a) Name b) PAN
<% SELECT descr,code from kramaster WHERE TYPE LIKE 'GROSS_IND%' AND SYSTEM="CDSL" INTO CURSOR KRAINFO SELECT KRAINFO %>
  D) Income Details (please specify) :
<% SCAN %> <% ENDSCAN %>
Income Range per annum
<%= UPPER(ALLTRIM( KRAINFO.Descr )) %>
Networth
Amount ( Rs.)
As on ( Date )
( Networth should not be older than 1 Year )
E) In case of FIIs / Others (as may be applicable)
RGI Approval Referance Number
RBI Approval date
SEBI Registration Number (for FIIs)
<% m.NonDpBkAcType = ALLTRIM( m.NonDpBkAcType ) %> <% m.cState = "" DO CASE CASE EMPTY( m.NonDpBkState ) m.cState = "" CASE ALLTRIM( m.NonDpBkState ) == "OTH" m.cState = m.NonDpBkStateOth OTHERWISE =SEEK(m.NonDpBkState,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NonDpBkCountry ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NonDpBkCountry INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
F) Bank details
1 Bank account type "/> Savings Account "/> Current Account "/> Others (Please specify)   <% IF m.NonDpBkAcType="03" %> <% ENDIF %>
2 Bank Account Number
3 Bank Name
4 Branch Address
    City / town/ Village Pin Code
    State Country
5 MICR Code
6 IFSC
G) Please tick, if applicable for any of your authorized signatories/ Promoters/ Partners/Karta / Trustees/ Whole Time Directors : "/> Politically Exposed Person (PEP) "/> Related to a Politically Exposed Person (PEP)
H) Clearing Member Details (to be filled up by Clearing Members only)  
1 Name of Stock Exchange "/>
2 Name of Clearing Corporation/Clearing House "/>
3 Clearing Member ID "/>
4 SEBI Registration Number "/>
5 Trade Name "/>
6 CM-BP-ID (to be filled up by Participant) "/>
<% m.NonAutoCredit = UPPER(ALLTRIM( m.NonAutoCredit )) %>
I) Standing Instructions
1 We authorise you to receive credits automatically into our account. "/> Yes "/> No
2 Account to be operared through Power of Attorney (Poa) "/> Yes "/> No
3 SMS Alert Facility
  Sr.No. Holder Yes No
  1 Soul/ First Holder "/> "/>
  2 Second Holder "/> "/>
  3 Third Holder "/> "/>
4 Mode of Receiving Statement of Account (tick any one) Electronic Form (Read Note 3 and ensure that email Id is provided in KYC application Form) Physical Form

Declaration

The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by me / us and I / we have understood the same and I / we agree to abide by and to be bound by the rules as are in force from time to time for such accounts. I/we hereby declare that the details furnished above are true and correct to the best of my / our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I / we am/ are aware that I / we maybe held liable for it. In case non-resident account, I / we also declare that I / we have complied and will continue to comply with FEMA regulations. I/We acknowledge the receipt of copy of the document , “Rights and Obligations of the beneficial owner and Depository Participant” and copy of schedule of charges.
Sole/First Holder Name Signature(s)
First Signatory  

 ☞
Second Signatory  

 ☞
Third Signatory   ☞
Other Holders
Second Holder   ☞
Third Holder   ☞
Mode Of Operation for sole/ first Holder (In case of Joint holding, all the holders must sign)
Any one Singly  
Jointly by  
As per resolution  
Others (please specify)  
Notes :
  • In case of additional signatures, separate annexures should be attached to the application form.
  • Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.
    • For receiving Statement of Account in electronic Form:
    • Client must ensure the confidentiality of Password of the email account.
    • Client must promptly inform the participant if the email address has changed.
    • Client may opt to terminate this facility by giving 10 days prior notice . Similarly participant may terminate this facility by giving 10 days prior notice.
  • Strike off whichever is not applicable.
<% ENDIF %>

Rights and Obligations of Beneficial Owner and Depository Participant as prescribed by SEBI and Depositories

General Clause :
1 The Beneficial Owner and the Depository Participant (DP) shall be bound by the provisions of the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996, Rules and Regulations of Securities and Exchange Board of India (SEBI), Circulars / Notifications / Guidelines issued there under, Bye Laws and Business Rules / Operating Instructions issued by the Depositories and relevant notifications of Government Authorities as may be in force from time to time.
2 The DP shall open / activate demat account of a beneficial owner in the depository system only after receipt of complete Account opening form, KYC and supporting documents as specified by SEBI from time to time.
Beneficial Owner Information
3 The DP shall maintain all the details of the beneficial owner(s) as mentioned in the account opening form, supporting documents submitted by them and / or any other information pertaining to the beneficial owner confidentially and shall not disclose the same to any person except as required by any statutory, legal or regulatory authority in this regard.
4 The Beneficial Owner shall immediately notify the DP in writing, if there is any change in details provided in the account opening form as submitted to the DP at the time of opening the demat account or furnished to the DP from time to time.
Fees / Charges / Tariff
5 The Beneficial Owner shall pay such charges to the DP for the purpose of holding and transfer of securities in dematerialized form and for availing depository services as may be agreed to from time to time between the DP and the Beneficial Owner as set out in the Tariff Sheet provided by the DP. It may be informed to the Beneficial Owner that “no charges are payable for opening of Demat accounts”
6 In case of Basic Services Demat Accounts, the DP shall adhere to the charge structure as laid down under the relevant SEBI and / or Depository circulars / directions / notifications issued from time to time.
7 The DP shall not increase any charges / tariff agreed upon unless it has given a notice in writing of not less than thirty days to the Beneficial Owner regarding the same
Dematerialization
8 The Beneficial Owner shall have the right to get the securities, which have been admitted on the Depositories, dematerialized in the form and manner laid down under the Bye Laws, Business Rules and Operating Instructions of the depositories.
Dematerialization
9 The DP shall open separate accounts in the name of each of the beneficial owners and securities of each beneficial owner shall be segregated and shall not be mixed up with the securities of other beneficial owners and / or DP’s own securities held in dematerialized form.
10 The DP shall not facilitate the Beneficial Owner to create or permit any pledge and / or hypothecation or any other interest or encumbrance over all or any of such securities submitted for dematerialization and / or held in Demat account except in the form and manner prescribed in the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996 and Bye-Laws / Operating Instructions / Business Rules of the Depositories.
Transfer of Securities
11 The DP shall effect transfer to and from the Demat accounts of the Beneficial Owner only on the basis of an order, instruction, direction or mandate duly authorized by the Beneficial Owner and the DP shall maintain the original documents and the audit trail of such authorizations.
12 The Beneficial Owner reserves the right to give standing instructions with regard to the crediting of securities in his Demat account and the DP shall act according to such instructions.
Statement of account
13 The DP shall provide statements of accounts to the beneficial owner in such form and manner and at such time as agreed with the Beneficial Owner and as specified by SEBI / depository in this regard.
14 However, if there is no transaction in the demat account, or if the balance has become Nil during the year, the DP shall send one physical statement of holding annually to such BO’s and shall resume sending the transaction statement as and when there is a transaction in the account.
15 The DP may provide the services of issuing the statement of demat accounts in an electronic mode if the Beneficial Owner so desires. The DP will furnish to the Beneficial Owner the statement of demat accounts under its digital signature, as governed under the Information Technology Act, 2000. However if the DP does not have the facility of providing the statement of demat account in the electronic mode, then the Participant shall be obliged to forward the statement of demat accounts in physical form.
16 In case of Basic Services Demat Accounts, the DP shall send the transaction statements as mandated by SEBI and / or Depository from time to time.
Manner of Closure of Demat account
17 The DP shall have the right to close the demat account of the Beneficial Owner, for any reasons whatsoever, provided the DP has given a notice in writing of not less than thirty days to the Beneficial Owner as well as to the Depository. Similarly, the Beneficial Owner shall have the right to close his / her demat account held with the DP provided no charges are payable by him / her to the DP. In such an event, the Beneficial Owner shall specify whether the balances in their demat account should be transferred to another demat account of the Beneficial Owner held with another DP or to remateralize the security balances held.
18 Based on the instructions of the Beneficial Owner, the DP shall initiate the procedure for transferring such security balances or rematerialize such security balances within a period of thirty days as per procedure specified from time to time by the depository. Provided further, closure of demat account shall not affect the rights, liabilities and obligations of either the Beneficial Owner or the DP and shall continue to bind the parties to their satisfactory completion.
Default in payment of charges
19 In event of Beneficial Owner committing a default in the payment of any amount provided in Clause 5 & 6 within a period of thirty days from the date of demand, without prejudice to the right of the DP to close the demat account of the Beneficial Owner, the DP may charge interest at a rate as specified by the Depository from time to time for the period of such default.
20 In case the Beneficial Owner has failed to make the payment of any of the amounts as provided in Clause 5 & 6 specified above, the DP after giving two days notice to the Beneficial owner shall have the right to stop processing of instructions of the Beneficial Owner till such time he marks the payment along with interest, if any.
Liability of the Depository
21 As per Section 16 of Depositories Act, 1996.
1 Without prejudice to the provisions of any other law for the time being in force, any loss caused to the beneficial owner due to the negligence of the depository or the participant, the depository shall indemnify such beneficial owner.
2 Where the loss due to the negligence of the participant under Clause (1) above, is indemnified by the depository, the depository shall have the right to recover the same from such participant.
Freezing / Defreezing of accounts
22 The Beneficial Owner may exercise the right to freeze/defreeze his/her demat account maintained with the DP in accordance with the procedure and subject to the restrictions laid down under the Bye Laws and Business Rules / Operating Instructions.
23 The DP or the Depository shall have the right to freeze / defreeze the accounts of the Beneficial Owners on receipt of instructions received from any regulator or court or any statutory authority.
Redressal of Investor grievance
24 The DP shall redress all grievances of the Beneficial Owner against the DP within a period of thirty days from the date of receipt of the complaint.
Authorized representative
25 If the Beneficial Owner is a body corporate or a legal entity, it shall, along with the account opening form, furnish to the DP, a list of officials authorized by it, who shall represent and interact on its behalf with the Participant. Any change in such list including additions, deletions or alterations thereto shall be forthwith communicated to the Participant.
Law and Jurisdiction
26 In addition to the specific rights set out in this document the DP and the Beneficial owner shall be entitled to exercise any other rights which the DP or the Beneficial Owner may have under the Rules, Bye Laws and Regulations of the respective Depository in which the demat account is opened and circulars / notices issued there under or Rules and Regulations of SEBI.
27 The provisions of this document shall always be subject to Government notification, any rules, regulations, guidelines and circulars / notices issued by SEBI and Rules, Regulations and Bye-laws of the relevant Depository, where the Beneficial Owner maintains his / her account, that may be in force from time to time.
28 The Beneficial Owner and the DP shall abide by the arbitration and conciliation procedure prescribed under the Bye-laws of the depository and that such procedure shall be applicable to any disputes between the DP and the Beneficial Owner.
29 Words and expressions which are used in this document but which are not defined herein shall unless the context otherwise requires, have the same meanings as assigned thereto in the Rules, Bye-laws and Regulations and circulars / notices issued there under by the depository and / or SEBI.
30 Any changes in the rights and obligations which are specified by SEBI / Depositories shall also be brought to the notice of the clients at once.
31 If the rights and obligations of the parties hereto are altered by virtue of change in Rules and regulations of SEBI or Bye-laws, Rules and Regulations of the relevant Depository, where the Beneficial Owner maintains his / her account, such changes shall be deemed to have been incorporated herein in modification of the rights and obligations of the parties mentioned in this document.
 

SCHEDULE OF CHARGES

Particulars Rate (in Rs.) Which ever is higher
  Regular 599/- 999/-  
Account Maintenance Charges        
Yearly 350/- 150/- Nil  
Quaterly 87.50/- 25/- Nil  
Transaction (Out Going Charges) Per Transaction
Payin to Microsec 15/- 12/- 7/- or 0.01% of value of transaction
Out Going other than Payin to Microsec but within MCL DP 15/- 18/- 20/-
Out Going Outside MCL (Payin or Off Market) 15/- 20/- 25/-
All kinds of Pledge/Hypothecation request Rs. 35/-
All kinds of Lending/Borrowing request Rs. 35/-
Rematerialisation Rs. 10 for every hundred securities or part thereof or a flat fee of Rs. 10 per certificate whichever is higher + Rs.50/- Courier Charges
 
Dematerialisation Rs. 10/- per certificate + Rs. 50/- Courier Charges
Cheque Dishonour Rs. 200/-
Same Day DIS for Same Day Pay-in (On client’s own risk and on best efforts basis) Rs. 100/- per Transaction
For Clients under Rs. 599/- & Rs. 999/- scheme.
Request for Physical Statement Print Rs. 10/- (up to 5 Pages) + Rs. 50/- Courier Charges as applicable
Request for Client Master Print Rs. 10/- + Rs. 50/- Courier charges as applicable
For the scheme of Rs. 599/- & Rs. 999/- please note that on more than one instance of
bouncing of mails sent to the clients under this category, the clients tariff will be
automatically moved to regular category
Basic Services Demat Account (BSDA) : Additional Form to be Submitted for availing BSDA
If Stock Valuation (Rs.) AMC (Rs.)
< Rs. 50,000/- NIL
Rs. 50,001/- to 2,00,000/- Not more than Rs. 100/-
> Rs.2,00,000/- Regular Slab

Notes:

  • Stamp and notary Charges for execution of agreement ( if any ) will be charged separately as applicable.
  • Service Tax, Statutory Charges and other charges if any shall be levied as per the stipulation of the concerned authorities.
  • Delayed Payment Charges will be levied @ 24% p.a. if payment for the billing month is not received by the end of next month
  • Only 1st Year’s Annual Account Maintenance Charges are collected at the time of account opening. All other charges are billed on a monthly basis for any transaction during the month.
  • In case of delay in the payment of charges, the demat account may be frozen for all operations till such time all dues are cleared.
  • “All market instructions for transfer must be received latest by 4.00 P.M. on the previous working day prior to the Payin Day as per SEBI Guidelines. All off market instructions for transfer must be received at least 24hours before the execution date. Late instructions would be accepted at the account holder’s sole risk and responsibility.”
  • Charges are subject to revision at the Company’s sole discretion and as per the revisions in the Depository Charges.
  • Any service not quoted will be charged separately.
  • Value of transaction will be in accordance with rate provided by the Depository.
  • Charges may also be collected upfront, by the authorities at the point of acceptance of delivery instruction.
    • Tick the appropriate category clearly:   Regular   599 Scheme   999 Scheme
    ☞ ☞ ☞
      Sole/First Holder Signature   Second Holder Signature   Third Holder Signature

    Prevention of Money Laundering Act, 2002 (PMLA)



    The Prevention of Money Laundering Act, 2002 came into effect from 1st July 2005
    Applicability of PMLA Act
    Banking company
    Financial institution
    Intermediary (which includes a stock broker, depository perticipant, sub-broker, share transfer agent, portfolio manager, other intermediaries associated with securities market and registered under section 12 of the SEBI Act, 1992)
    Objectives
    The Act is intended to supplement the law enforcement authorities activities, to detect proceeds derived from serious crimes and help to effectively prevent money laundering, terrorist financing, and recycling of illegally obtained money.

    In brief the objectives of AML are as follows :-
    a. To prevent financial intermediaries from being used as a channel for the purpose of Money laundering & terrorist financing.
    b. To preserve the integrity/stability of the Financial System.
    c. To work hand in hand with the regulators to flush money laundering and terrorist financing activities out of our financial system.

    What is Money Laundering?
    Money Laundering is a process of making dirty money look clean. Money laundering is the process by which criminal attempt to hide and disguise the true origin and ownership of the proceeds of their criminal activities. Through money laundering, the launderer transforms the monetary proceeds derived from criminal activity into funds with an apparent legal source.

    Steps taken by Microsec Capital Ltd. :-
    Microsec Capital Ltd. is fulfilling objective of AML program in 3 steps :-
    a) Identification of clients
    b) Monitoring of clients transactions
    c) Reporting of suspicious transactions

    Obligation of the client :-
    Implementation of AML/CFT measure requires demand of certain information from investors which may be of personal nature or has hitherto never been called for. Such information can include documents evidencing source of funds/income tax return/bank records etc. This can sometimes lead to raising of questions by the client with regard to the motive and purpose of collecting such information. This document has therefore been prepared to sensitize the clients about requirements emanating from AML and CFT framework.

    Clients are required to provide complete details at the time of account opening :-
    1) Address proof 2) Identity proof 3) PAN 4) Income details

    Clients are required to periodically update
    1) Contact details 2) Financial details 3) Occupational details

    The transactions executed by the clients need to be commensurate with the disclosed income details. Clients are required to provide requested explanation / details for suspicious transactions.







    LIMITED PURPOSE POWER OF ATTORNEY
    I / We an individual / a partnership firm / a HUF / a body corporate or any other legal entity registered / incorporated under the provision of a relevant act, whose particulars are given hereunder at the execution page hereinafter referred to as “Donor” which expression shall, unless it be repugnant to the meaning or context thereof, be deemed to mean and include my / our heirs, executors, administrators, permitted assigns, the partners of the firm and the survivors of them and the heirs, executors and administrators of the partners, successors in title, trustees of a Trust and their successors, member of the governing body and any new members elected appointed or co-opted as the case may be of a society, having residence / office at the place mentioned at the execution page (residence address for individuals, office address for partnership and HUF and registered office for companies, trusts and societies), do send greetings :
    Whereas :
    A. The Donor is registered with Microsec Capital Limited (SEBI Reg. No. INB231115933 / INF231115933 / INE231115931, INB011115939 / INF011115939, INB261115936 / INF261115936 / INE261115933), a Company incorporated under the Companies Act, 1956 and having its registered office at Shivam Chambers, 53, Syed Amir Ali Avenue, 1st Floor, Kolkata-700019 (hereinafter referred to as “the Donee” which means the stock broking division of Microsec Capital Limited) as a Client / constituent, and
    B. The Donor wants that Donee should consider the funds / securities in the demat account / bank account (details of which are given on execution page) of donor as margin / collateral / security for dealings of Donor done / to be done/ expected to be done through / with Donee and
    C. The Donor wants Donee to transfer securities / funds to Donee’s demat BO account / Donee’s bank account (details of which are given on the execution page) for creating / maintaining collateral / securities / margin; and
    D. The Donor want Donee to make pay in and pay out of securities and funds (including pay in / pay out due to exercise of rights by Donee over funds / securities considered as margin / collateral / security) to stock exchange/ clearing corporations / clearing house etc. as may be required from time to time; and
    E. The Donor wants to make investments in Mutual Funds, Public Issues (shares as well as Debentures), Rights, Offer of shares, Tendering shares in Open offers etc. and wants Donee to give effect to desires / requirements of Donor to sign any documents and / or do any and all act(s) as may be required for these purposes from time to time; and
    NOW KNOW ALL MEN AND THESE PRESENTS WITNESSETH that I / We the Donor do hereby nominate constituted and appoint the said Microsec Capital Limited as my / our true and lawful Attorney for me / us and in my / our name and on my / our behalf and at my / our cost and expenses to do and / or cause to be done the acts, deed or things for the limited purposes as under :
    1 Securities :
      i. Transfer of securities held in the Beneficial Owner Account(s) (details of which are given on the execution page) of the Donor towards stock exchange related margin / delivery obligations arising out of trades executed by the Donor on the stock exchange through the Donee.
      ii. Transfer / Pledge the securities in favour of Donee for the Limited purpose of meeting the margin requirements of the Donor in connection with trades executed by the Donor on the stock exchange through the Donee.
      iii. To apply for various products like Mutual Funds, Public Issues (Shares as well as Debentures), Rights, Offer of shares, Tendering shares in Open offers etc. pursuant to the instructions of the Donor.
      iv. To issue slips for the execution of operations of above mentioned Power of Attorney.
    2 Funds
      Transfer of funds from the bank account(s) of the Donor (details of which are given on the execution page) to the bank account(s) of Donee (details of which are given on the execution page) for the following :
      a. For meeting the settlement obligations of the Donor / margin requirements of the Donor in connection with the trades executed by the Donor on the stock exchange through the Donee.
      b. For recovering any outstanding amount due from the Donor arising out of Donor’s trading activities on the stock exchanges through the Donee.
      c. For meeting obligations arising out of the Donor subscribing to such other products / facilities / services through the Donee like Mutual Funds, Public Issues (Share as well as Debentures), Rights, Offer of shares etc.
      d. Towards monies / fees / charges, etc. due to the Donee / Depository Participant / Principal payable by virtue of the Donor using / subscribing to any of the facilities / services availed by the Donor at his / her instance.
    ☞ ☞ ☞
      Sole/First Holder Signature   Second Holder Signature   Third Holder Signature
    3. Donee may send consolidated summary of Donor’s scrip-wise buy and sell positions taken with average rates to the Donor by way of SMS/email on a daily basis, notwithstanding any other document to be disseminated as specified by SEBI from time to time.
    4. Donee would return to the Donor, the securities or fund that may have been received by it erroneously or those securities or fund that it was not entitled to receive from the Donor.
    5. Details of Beneficial Owner Account and the Bank Account of the Donor that donee is entitled to operate.( Strick off whichever is not applicable )
    DP Name DP ID CLIENT ID
    Microsec Capital Limited
    IN302978  
    12053000  
    Name of Bank Account No.
    Signature☞
    Detail of the Bank Account and Demat Accounts of Donee where fund and securities of the Donor can be moved
    Name of Bank Account No.
    HDFC Bank Ltd. 00080340009968 / 00080340012441 / 00080340010350 / 00080340016829 / 00080340035564
    AXIS Bank Ltd. 912020029556658 / 912020061253436
    ICICI Bank Ltd. 003405009943
    State Bank of India 30209166229
    CM BP ID & CM Name
    Microsec Capital Limited IN 563085 ( NSE ) / IN 630512 ( BSE ) / IN470686 ( MCX-SX )
    DP Name DP Id Depository  
    Microsec Capital Limited
    IN 302978 NSDL 10000709 / 10020244 / 10001086 / 10006454 / 10000547 / 10000696 / 10204596 / 10218874 / 10349160 / 10350254 / 10350262
    12053000 CDSL 00000161 / 00000330 / 00000326 / 00024892
    This Power of Attorney (POA) shall be revocable at any time. However, such revocation shall not be applicable for any outstanding settlement obligation arising out of the trades carried out prior to receiving request for revocation of POA.
    This document shall be subject to the exclusive jurisdiction of the courts of law at Kolkata.
    I/We do hereby undertake to ratify whatever the said Attorney may lawfully do in and by virtue of these presents.
    Witness whereof I / We have executed this revocable power of attorney on this day of
    Sole / First Holder Second Holder Third Holder
    Sign
    Name :
    Address :



    		 Sign
    Name :
    Address :



    		 Sign
    Name :
    Address :
    Signature☞
    Witness I Witness II
    Signature
    Name :
    Address :



    		 Signature
    Name :
    Address :
    To,
    Microsec Capital Limited
    Depository Participant,
    Shivam Chambers, 1st Floor,
    53, Syed Amir Ali Avenue, Kolkata-700 019.
      Dear Sir,
      Ref. : Client ID
      Sub : Providing Transaction Statements by email or on website
      I / We, intend to receive transaction statements by email on email ID provided in KYC Form or website or both.
      I / We agree to the following terms and conditions as mentioned below :
      1. I / We are aware that I / We will not receive the transaction statements in paper form. In case required, I / We would request the same to the DP.
      2. I / We will take all the necessary steps to ensure confidentiality and secrecy of the login name and password of the internet / email account.
      3. I / We is / are aware that the transaction statement may be accessed by other entities in case the confidentiality / secrecy of the login name and password is compromised.
      4. In case transaction statements are sent by email, I / We shall immediately inform the DP about change in email address, if any.
      5. DPs and Client(s) shall have the right to terminate such services provided a written notice is given at least 10 days in advance to the other party.
    Name of the Holder Signature
    (1)  
    Sole/ 1st Holder <%= UPPER(ALLTRIM( m.IndFirstName )) + " " + UPPER(ALLTRIM( m.IndMiddleName )) + " " + UPPER(ALLTRIM( m.IndLastName )) %>
    (2)  
    Second Signatory <%= UPPER(ALLTRIM( m.IdpDescr02 )) %>
    (3)  
    Third Signatory <%= UPPER(ALLTRIM( m.IdpDescr03 )) %>


    MICROSEC CAPITAL LIMITED
    Shivam Chambers, 1st Floor,
    53, Syed Amir Ali Avenue, Kolkata-700 019.
    Sub: Authority to Debit the Demat Account operating Charges
     
    DP Client ID:  
    Trading A/c Code:  
    		 
    Dear Sir,
    I/We inform that I/We have a demat account and trading account with you. I/We find it extremely inconvenient to give cheque aganist my/our Depository bills. In this regard hereby authorise and instruct you to recover the demat charges by debiting my/our ledger account with you for trading purpose.
    Thanking you,
    Dear Sir,
    ☞ ☞ ☞
      Sole/First Holder Signature   Second Holder Signature   Third Holder Signature

    ACKNOWLEDGEMENT LETTER








    To
    Microsec Capital Limited
    Shivam Chambers, 1st Floor,
    53,Syed Amir Ali Avenue,
    Kolkata-700 019



    Ref. : Client ID :


    Dear Sir,

    This has reference to my/our aforsaid demat account with you. In this connection I / We hereby acknowledge the receipt of the copies of following documents :-

      Copy of Know your client, Rights & Obligations of the beneficial Owner and Depository Participant, schedule of charges

      Power of Attorney ( POA ) duly executed by me / us in favour of the company, if any.


    Thanking you,

    Yours faithfully







    <% IF m.IndClientType = "IND" AND !EMPTY( m.IdpDescr02 ) %>
    Microsec Capital Limited
    Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
    Ph: 033 30512100
    Fax: 033 30512020
    Website : www.microsec.in
    Investor's Complaint e-mail id : ig@microsec.in     		PHOTOGRAPH
    Please affix your recent passport size photograph & sign across it

    KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Individuals Account Holder 2)

    Please fill this form in ENGLISH and in BLOCK LETTERS.

      A. IDENTITY DETAILS

    "/> Male     "/> Female     "/> Single "/> Married "/> Widow / Widower "/> Divorce
    "/> Indian "/> Others ( Please specify ) <% IF m.IndNation == "02" %> <% ENDIF %>
    "/> Resident Individual     "/> Non Resident     "/> Foreign National
    <%= m.IndIdProof = ALLTRIM(UPPER(m.IdpIdProof02)) %> "/> PAN card     "/> Any other (Please specify) <% m.IdProofDescr = "" DO CASE CASE EMPTY( m.IndIdProof ) m.IdProofDescr = "" CASE m.IndIdProof <> "01" SELECT Descr FROM KRAMASTER WHERE TYPE LIKE 'IDPROOF%' AND SYSTEM="CDSL" AND ALLTRIM(UPPER(CODE)) == ALLTRIM(UPPER(m.IndIdProof)) INTO CURSOR KRAINFO m.IdProofDescr = KRAINFO.Descr ENDCASE IF m.IndIdProof <> "01" %> <% ENDIF %>

      B. ADDRESS DETAILS


    <% m.cState = "" DO CASE CASE EMPTY( m.IdpCorState02 ) m.cState = "" CASE ALLTRIM( m.IdpCorState02 ) == "OTH" m.cState = m.IdpCorStateOth02 OTHERWISE =SEEK(m.IdpCorState02,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IdpCorCountry02 ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IdpCorCountry02 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
    <% m.AddProofDescr = "" IF EMPTY( m.IdpCorAddrProf02 ) m.AddProofDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.IdpCorAddrProf02 INTO CURSOR KRAINFO m.AddProofDescr = KRAINFO.Descr ENDIF %>

    <% m.cState = "" DO CASE CASE EMPTY( m.IdpStateCd02 ) m.cState = "" CASE ALLTRIM( m.IdpStateCd02 ) == "OTH" m.cState = m.IdpStateCdOth02 OTHERWISE =SEEK(m.IdpStateCd02,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IdpCountry02 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IdpCountry02 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

      C. DECLARATION

    I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

       

    Note: 1. Seperate KYC to be done for each client in case of more than one account holder
    2. For account of minor, two KYC application to be filled i.e. One for the guardian and another for the minor ( to be signed by guardian )

    FOR OFFICE USE ONLY

    Sr. No. Particulars
    1. Originals verified and Self-Attested document copies received
    2. In-Person-Verification (IPV) details:
    a. Name of the Person doing IPV
    b. Name of Organization
    c. Designation
    d. Date
    e. Signature
    Date Name of the Authorised Signatory
    Place Signature With Stamp
    <% ENDIF %> <% IF m.IndClientType = "IND" AND !EMPTY( m.IdpDescr03 ) %>
    Microsec Capital Limited
    Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
    Ph: 033 30512100
    Fax: 033 30512020
    Website : www.microsec.in
    Investor's Complaint e-mail id : ig@microsec.in     		PHOTOGRAPH
    Please affix your recent passport size photograph & sign across it

    KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Individuals Account Holder 2)

    Please fill this form in ENGLISH and in BLOCK LETTERS.

      A. IDENTITY DETAILS

    "/> Male     "/> Female     "/> Single "/> Married "/> Widow / Widower "/> Divorce
    "/> Indian "/> Others ( Please specify ) <% IF m.IndNation == "02" %> <% ENDIF %>
    "/> Resident Individual     "/> Non Resident     "/> Foreign National
    <%= m.IndIdProof = ALLTRIM(UPPER(m.IdpIdProof03)) %> "/> PAN card     "/> Any other (Please specify) <% m.IdProofDescr = "" DO CASE CASE EMPTY( m.IndIdProof ) m.IdProofDescr = "" CASE m.IndIdProof <> "01" SELECT Descr FROM KRAMASTER WHERE TYPE LIKE 'IDPROOF%' AND SYSTEM="CDSL" AND ALLTRIM(UPPER(CODE)) == ALLTRIM(UPPER(m.IndIdProof)) INTO CURSOR KRAINFO m.IdProofDescr = KRAINFO.Descr ENDCASE IF m.IndIdProof <> "01" %> <% ENDIF %>

      B. ADDRESS DETAILS


    <% m.cState = "" DO CASE CASE EMPTY( m.IdpCorState03 ) m.cState = "" CASE ALLTRIM( m.IdpCorState03 ) == "OTH" m.cState = m.IdpCorStateOth03 OTHERWISE =SEEK(m.IdpCorState03,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IdpCorCountry03 ) m.cCountry = "" ELSE SELECT descr,code from KRAMASTER WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IdpCorCountry03 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>
    <% m.AddProofDescr = "" IF EMPTY( m.IdpCorAddrProf03 ) m.AddProofDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.IdpCorAddrProf03 INTO CURSOR KRAINFO m.AddProofDescr = KRAINFO.Descr ENDIF %>

    <% m.cState = "" DO CASE CASE EMPTY( m.IdpStateCd03 ) m.cState = "" CASE ALLTRIM( m.IdpStateCd03 ) == "OTH" m.cState = m.IdpStateCdOth03 OTHERWISE =SEEK(m.IdpStateCd03,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.IdpCountry03 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.IdpCountry03 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

      C. DECLARATION

    I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

       

    Note: 1. Seperate KYC to be done for each client in case of more than one account holder
    2. For account of minor, two KYC application to be filled i.e. One for the guardian and another for the minor ( to be signed by guardian )

    FOR OFFICE USE ONLY

    Sr. No. Particulars
    1. Originals verified and Self-Attested document copies received
    2. In-Person-Verification (IPV) details:
    a. Name of the Person doing IPV
    b. Name of Organization
    c. Designation
    d. Date
    e. Signature
    Date Name of the Authorised Signatory
    Place Signature With Stamp
    <% ENDIF %> <% IF m.IndClientType = "NON" AND !EMPTY( m.NdpDescr02 ) %>
    Microsec Capital Limited
    Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
    Ph: 033 30512100
    Fax: 033 30512020
    Website : www.microsec.in
    Investor's Complaint e-mail id : ig@microsec.in     		PHOTOGRAPH
    Please affix your recent passport size photograph & sign across it

    KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Non-Individuals)

    Please fill this form in ENGLISH and in BLOCK LETTERS.

      A. IDENTITY DETAILS



    "/> Private Ltd. Co. "/> Public Ltd. Co. "/> Body Corporate "/> Partnership "/> Trust "/> Charities "/> NGO's "/> FI "/> FII
    "/> HUF "/> AOP "/> Bank "/> Government Body "/> Non-Government Organization "/> Defense Establishment
    "/> BOI "/> Society "/> LLP "/> Others (please specify) <% IF m.NonStatus == "19" %> <% ENDIF %>

      B. ADDRESS DETAILS


    <% m.cState = "" DO CASE CASE EMPTY( m.ndpCorState02 ) m.cState = "" CASE ALLTRIM( m.ndpCorState02 ) == "OTH" m.cState = m.NdpCorStateOth02 OTHERWISE =SEEK(m.ndpCorState02,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NdpCorCountry02 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NdpCorCountry02 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>




                      


    <% m.cAddProfDescr = "" IF EMPTY( m.IdpCorAddrProf02 ) m.cAddProfDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.IdpCorAddrProf02 INTO CURSOR KRAINFO m.cAddProfDescr = KRAINFO.Descr ENDIF %>


    <% m.cState = "" DO CASE CASE EMPTY( m.NdpStateCd02 ) m.cState = "" CASE ALLTRIM( m.NdpStateCd02 ) == "OTH" m.cState = m.NdpStateCdOth02 OTHERWISE =SEEK(m.NdpStateCd02,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NdpCountry02 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NdpCountry02 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

      C. OTHER DETAILS

    1. Name, PAN, Residential address and photographs of Promoters/Partners/Karta/Trustees and whole time directors
    2. a. DIN of whole time directors
    b. Aadhar number of Promoters/Partners/Karta
    " />

      D. DECLARATION

    I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.


    FOR OFFICE USE ONLY

    Originals verified and Self-Attested document copies received
    Date Name of the Authorised Signatory
    Place Signature With Stamp
    <% ENDIF %> <% IF m.IndClientType = "NON" AND !EMPTY( m.NdpDescr03 ) %>
    Microsec Capital Limited
    Shivam Chambers, 1st Floor, 53, Syed Amir Ali Avenue, Kolkata - 700019
    Ph: 033 30512100
    Fax: 033 30512020
    Website : www.microsec.in
    Investor's Complaint e-mail id : ig@microsec.in     		PHOTOGRAPH
    Please affix your recent passport size photograph & sign across it

    KNOW YOUR CLIENT (KYC) APPLICATION FORM (For Non-Individuals)

    Please fill this form in ENGLISH and in BLOCK LETTERS.

      A. IDENTITY DETAILS



    "/> Private Ltd. Co. "/> Public Ltd. Co. "/> Body Corporate "/> Partnership "/> Trust "/> Charities "/> NGO's "/> FI "/> FII
    "/> HUF "/> AOP "/> Bank "/> Government Body "/> Non-Government Organization "/> Defense Establishment
    "/> BOI "/> Society "/> LLP "/> Others (please specify) <% IF m.NonStatus == "19" %> <% ENDIF %>

      B. ADDRESS DETAILS


    <% m.cState = "" DO CASE CASE EMPTY( m.ndpCorState03 ) m.cState = "" CASE ALLTRIM( m.ndpCorState03 ) == "OTH" m.cState = m.NdpCorStateOth03 OTHERWISE =SEEK(m.ndpCorState03,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NdpCorCountry03 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NdpCorCountry03 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>




                      


    <% m.cAddProfDescr = "" IF EMPTY( m.IdpCorAddrProf03 ) m.cAddProfDescr = "" ELSE SELECT Descr, Code FROM KRAMASTER WHERE TYPE LIKE 'ADDPROOF%' AND SYSTEM="CDSL" AND KRAMASTER.Code = m.IdpCorAddrProf03 INTO CURSOR KRAINFO m.cAddProfDescr = KRAINFO.Descr ENDIF %>


    <% m.cState = "" DO CASE CASE EMPTY( m.NdpStateCd03 ) m.cState = "" CASE ALLTRIM( m.NdpStateCd03 ) == "OTH" m.cState = m.NdpStateCdOth03 OTHERWISE =SEEK(m.NdpStateCd03,"STATES","StateCd") m.cState = STATES.Descr ENDCASE m.cCountry = "" IF EMPTY( m.NdpCountry03 ) m.cCountry = "" ELSE SELECT descr,code from kramaster WHERE TYPE LIKE 'COUNTRY%' AND SYSTEM="CDSL" AND Code= m.NdpCountry03 INTO CURSOR KRAINFO m.cCountry = KRAINFO.Descr ENDIF %>

      C. OTHER DETAILS

    1. Name, PAN, Residential address and photographs of Promoters/Partners/Karta/Trustees and whole time directors
    2. a. DIN of whole time directors
    b. Aadhar number of Promoters/Partners/Karta
    " />

      D. DECLARATION

    I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.


    FOR OFFICE USE ONLY

    Originals verified and Self-Attested document copies received
    Date Name of the Authorised Signatory
    Place Signature With Stamp
    <% ENDIF %>